A consolidation of IIROC and the MFDA / Issu de la fusion de L'ORCVM et de l'ACFM
Toronto
L’Organisme canadien de réglementation des investissements (OCRI) est déterminé à protéger les investisseurs, à assurer une réglementation efficace et uniforme et à renforcer la confiance des Canadiens dans la réglementation financière et les personnes qui s’occupent de leurs placements. The Canadian Investment Regulatory Organization (CIRO) is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.
Hybrid · Toronto
The Business Conduct Compliance Examiner conducts in-depth risk assessments and field reviews of Dealer Member firm activities to ensure compliance with regulatory standards. They also document findings, draft examination reports, and collaborate with teams to support firm remediation plans.