Setting the standard for investment excellence and advice.
Toronto, Ontario
CI Financial is an independent company offering global asset management and wealth management advisory services. We are driven by a commitment to provide individuals and institutions with the highest-quality investments and advice—and offer a comprehensive and innovative selection of strategies and services. Our employees are at the heart of everything we do. They must be comfortable in a fast-paced environment in an industry that is always changing. A healthy dose of ambition, a willingness to go the extra mile and a strong sense of camaraderie are what we look for in our team members. You can find job postings for all CI Financial companies on this page. And if you’d like to learn more about our lines of business, you can do so on the following pages: CI Global Asset Management, CI Assante Wealth Management, CI Investment Services, and CI Direct Investing.
Hybrid · Toronto
The Senior Compliance Officer assists in the regulatory compliance program for the Investment Fund Manager and Exempt Market Dealer, focusing on sales practices and marketing communications. They coordinate with stakeholders to resolve issues, develop new compliance policies, and review marketing materials for regulatory adherence.
On-site · Toronto
The role involves conducting daily, monthly, and quarterly compliance tasks and managing trading surveillance across multiple entities. Key duties include monitoring employee trading, performing Trade Desk reviews, and submitting regulatory reports.